IMPRINT OF GREAT AMERICAN INVESTORS

GREAT AMERICAN INVESTORS, INC
CRD#: 28489/SEC#: 8-44380
Brokerage Firm Regulated by FINRA (Kansas City district office)
Company Number - 1782598
Status - Active And In Good Standing
SEC CIK - #0000882057
Regulated Entity Type Broker - Dealer

Other Registrations:
*Federal - SEC
*Self-Regulatory Organizations - FINRA

Registered Address - 6025 Metcalf Lane, Overland Park, KS 66202
United States.

INCORPORATED - 04/05/1991
SECTOR - Financials
INDUSTRY - Financial Services
SUB-INDUSTRY - Institutional Financial Svcs
TYPE: For Profit Corporation
Fiscal Year End: December

Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.

every investor receives the basic protections they deserve;
anyone who sells a securities product has been tested, qualified and licensed;
every securities product advertisement used is truthful, and not misleading;
any securities product sold to an investor is suitable for that investor's needs; and
investors receive complete disclosure about the investment product before purchase.
We Play a Big Role
FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

We use innovative AI and machine learning technologies to keep a close eye on the market and provide essential support to investors, regulators, policymakers and other stakeholders.